Capital Market Surveillance Officer - Trade Surveillance

As an officer of the CMS hub in Casablanca, your responsibilities will be :

• Ensure the performance of the activity, particularly regarding, the quality of the analysis, volumes and any backlogs on alerts and escalate to Casa manager any outliers.

• Provide feedback on potential risks detected during the daily production.

• Maintain and monitor the actions / recommendations resulting from the control activity, ensure that these actions are managed satisfactorily and on time.

• Collaborate with the global team to identify areas for improvement of the control system

• Assist the Casa Manager on requests from investigations and audits, internal or external, and ensure the processing of deliverables, including audit recommendations on a timely manner

• Ensure the representation of Casablanca within the CMS cross regions Teams

• Ensure surveillance of trade activities conducted through Société Générale on major European capital markets using the firm’s monitoring tools

• Support the implementation and enhancement of surveillance approaches and /or strategic solutions to meet review requirements.

• Ensure timely and high-quality processing of potential market abuse alerts.

• Ensure follow-up of key identified issues and assist in remedial and resolution thereof

• Liaise with other EMEA CMS surveillance team members, advisory Compliance officers and other key stakeholders and build synergies regarding key topics.

• Support the collation and development of Management Information.

• Ensure the team maintain up to date CMS policies and procedures in line with regulatory changes (EU / FCA)

• Stay aware of financial and global news impacting capital markets and financial instruments.

Profil :

Technical experience :

0 – 6 years relevant experience or qualifications

• Fluent in French and English

• Previous experience on Market Surveillance

• Mastery of SMART Broker Trade surveillance tool is a strong advantage

• Understanding of Market abuse Regulation (MAR) is a strong advantage

• Strong knowledge of Fixed income and/or Derivatives products

• A generalist understanding of how private and public sides of the Financial Industry operate would be advantageous

• Highly analytical approach regarding performed surveillance, supported by accurate record keeping and ability to manage and prioritize multiple review requirements.

• Respect for highly sensitive information

• Mastering programming languages (Python, VBA, SQL, etc.) would be a plus

• Good report writing, verbal and presentation skills

• Excellente communication and leadership skill

• Organization and time-management skills

• Decision-making skills

Other skills :

A keenness to work in a regulatory risk management department.

A keen interest and good understanding of existing and new technology

A quick learner – keen to understand regulation, markets and internal/external technology solutions.

A team player.

Someone with an innovative mindset – who can think ‘outside of the box’ but collectively, understands standard BAU.